Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Arlington is a financial professional with over 20 years of experience in the securities industry. Richard is currently registered with Tradestation Securities, Inc. in Plantation, FL. Richard has a broad range of experience in the securities industry, having passed multiple exams and certifications, including Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, and Series 63. Richard has held various positions within the securities industry, including a role as a securities trader.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/22/2001 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 09/30/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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