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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hueter is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Richard has been in the financial services industry since August 3, 1995. Richard has a strong background in securities, having passed the Series 3, 7, 8, 9, 10, 63, and 65 exams. In addition, Richard is registered with the Securities and Exchange Commission and has held registrations in several states throughout his career. Richard has held previous positions at A. G. Edwards & Sons, Inc. and Wells Fargo Clearing Services, LLC. Richard is currently registered with Stifel, Nicolaus & Company, Inc. in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
07/08/2019 - Present
Stifel, Nicolaus & Company, Inc. (BLOOMFIELD HILLS MI)
MI
01/01/2008 - 11/27/2018
WELLS FARGO CLEARING SERVICES, LLC (TROY MI)
MI
08/04/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BLOOMFIELD HILLS MI)
IA
Issued 10/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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