Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Trang is a registered representative with M Holdings Securities, Inc. Richard has been in the securities industry since August 18, 1999. Richard is currently registered with the state of Oregon and California. Richard is also a registered investment advisor in Oregon. Richard has experience in providing financial planning and portfolio management services to individuals and businesses. Richard has also held positions with CUSO Financial Services, L.P., Sorrento Pacific Financial, LLC, and Linsco/Private Ledger Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
12/17/2021 - Present
M Holdings Securities, Inc. (PORTLAND OR)
CA
11/25/2011 - 12/06/2021
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
04/06/2006 - 12/06/2021
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
01/04/2007 - 12/14/2010
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
02/10/2005 - 04/03/2006
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NE
11/08/2000 - 02/22/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
09/14/1999 - 10/18/2000
PRESIDENTIAL BROKERAGE, INC. (AUSTIN TX)
FL
07/14/1999 - 09/07/1999
GSG SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/18/2004
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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