linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Tom Barber

Provident Living Financial Services

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Tom Barber

Richard Barber is a financial advisor with Provident Living Financial Services. Richard has over 20 years of experience in the financial services industry. Richard holds the Series 7, Series 24, Series 31 and Series 66 securities licenses. Richard's previous experience includes positions at Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Richard provides financial planning and investment management services to individuals, families, and small businesses.

Firm Information

Richard Barber is currently registered with Provident Living Financial Services. Provident Living Financial Services is an investment advisor firm that provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for individuals and businesses. They manage approximately $108,318,429 in assets for 383 clients.

$108.32M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Barber’s Registration & Firm History

UT

08/03/2016 - Present

Provident Living Financial Services (LEHI UT)

CA

04/23/2010 - 07/25/2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ATWATER CA)

CA

01/08/2004 - 05/04/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MODESTO CA)

NY

09/27/2002 - 12/12/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

Not sure if Richard Tom Barber is right for you?

Licenses & Designations

BOTH

Issued 10/17/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2012

Series 24 - General Securities Principal Examination

BC

Issued 07/25/2016

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 09/26/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Richard Tom Barber. Review regulatory record here.
Not sure if Richard Tom Barber is right for you?