Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Todd Zuckerman is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with Stifel, Nicolaus & Company, Inc. and has previously held positions with firms such as Ryan Beck & Co., PNC Investments, J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp, Essex National Securities, Inc., SEI Financial Services Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Hibbard Brown & Co., Inc. Richard is a licensed investment advisor representative and is registered to conduct business in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (POUGHKEEPSIE NY)
NJ
11/15/2005 - 04/24/2007
RYAN BECK & CO. (ROSELAND NJ)
PA
01/01/2004 - 11/17/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
03/16/1999 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
04/15/1996 - 03/15/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
CA
04/29/1994 - 05/30/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
PA
07/15/1993 - 05/03/1994
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
NY
03/27/1989 - 08/05/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/29/1988 - 01/09/1989
HIBBARD BROWN & CO., INC.
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Zuckerman is the right advisor for you? Invested Better is here to help.
