Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Todd Thweatt is a financial advisor with LPL Financial LLC in Pflugerville, TX. Richard has been in the financial industry since May 13, 2010. Richard has a Series 6, 7, 63 and SIE licenses, and is registered with the following states: Colorado, Florida, Louisiana, Mississippi, Missouri, Oklahoma, South Carolina, and Texas. Richard has experience working at ROYAL ALLIANCE ASSOCIATES, INC., and NATIONAL PLANNING CORPORATION, in addition to LPL Financial LLC. Richard's specializations include providing financial services to individuals, high-net-worth individuals, corporations and businesses, charitable organizations, pension and profit-sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/09/2022 - Present
LPL Financial LLC (PFLUGERVILLE TX)
TX
10/16/2017 - 12/13/2022
ROYAL ALLIANCE ASSOCIATES, INC. (PFLUGERVILLE TX)
TX
05/14/2010 - 10/18/2017
NATIONAL PLANNING CORPORATION (PFLUGERVILLE TX)
BC
Issued 06/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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