Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Holden is a financial advisor with over 20 years of experience in the financial services industry. Richard currently holds the positions of Investment Advisor Representative and Registered Representative at Northwest Financial Advisors LLC. Prior to his current position, Richard has also worked at other firms such as Securities America, Inc., CUSO Financial Services, L.P., and HSBC Brokerage (USA) Inc. Richard offers investment advisory services, financial planning, and portfolio management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Richard is also a licensed insurance agent and is able to offer insurance products as part of his services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
09/23/2016 - Present
Northwest Financial Advisors LLC (HERNDON VA)
VA
05/02/2016 - 09/23/2016
CUSO FINANCIAL SERVICES, L.P. (Woodbridge VA)
VA
06/12/2009 - 05/02/2016
SECURITIES AMERICA, INC. (WOODBRIDGE VA)
VA
01/02/2009 - 06/12/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (ARLINGTON VA)
OH
08/07/2007 - 01/05/2009
WESTMINSTER FINANCIAL SECURITIES, INC. (BEAVERCREEK OH)
NY
01/01/2005 - 08/11/2005
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
06/08/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
09/10/1998 - 06/04/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/10/1998 - 06/04/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
05/21/1987 - 08/06/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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