Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Harrington is a financial advisor at Level Four Advisory Services. Richard has been in the financial services industry since 2001. Richard is a Certified Financial Planner and holds the Series 66, Series 51, Series 24, Series 7 and SIE licenses. Richard previously worked at Mid-Atlantic Securities, Inc., Raymond James Financial Services, Inc., and AXA Advisors, LLC. Richard is registered to provide investment advisory services in Alabama, California, Florida, Georgia, Maryland, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Richard is also registered as a broker-dealer in Virginia and Texas. Richard is a board member of the UVA Community Health Unified Community Board, a non-profit hospital system. Richard also provides insurance - fixed annuity sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
VA
08/17/2022 - Present
Level Four Advisory Services (CULPEPER VA)
VA
04/01/2008 - 10/31/2022
MID-ATLANTIC SECURITIES, INC. (CULPEPER VA)
VA
01/24/2001 - 04/01/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (FREDERICKSBURG VA)
NY
01/24/2001 - 02/05/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 02/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/04/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/09/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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