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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Freilich is a financial advisor with over 39 years of experience in the financial industry. Richard is currently registered with Hightower Advisors, LLC, a financial advisory firm that provides financial services to high-net-worth individuals, corporations, charitable organizations and other entities. Prior to joining Hightower, Richard worked with Bel Air Securities LLC in Los Angeles. He has extensive experience in the securities industry, including experience with several financial institutions including State Street Global Markets, LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Richard holds a variety of licenses and certifications, including Series 7, 24, 55, 63, and 65 and is a member of FINRA. Richard specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
09/15/2021 - Present
Hightower Advisors, LLC (CHICAGO IL)
CA
01/17/2006 - 10/29/2021
BEL AIR SECURITIES LLC (LOS ANGELES CA)
CA
09/04/2001 - 07/31/2006
STATE STREET GLOBAL MARKETS, LLC (LOS ANGELES CA)
MA
07/21/1998 - 09/04/2001
BEL AIR SECURITIES LLC (BOSTON MA)
NJ
01/01/1992 - 06/12/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/20/1983 - 12/21/1991
ICAHN & CO., INC. (NEW YORK NY)
IA
Issued 04/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/24/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/27/1993
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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