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Richard Todd Evans

KEY Investment Services LLC

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About Richard Todd Evans

Richard Todd Evans is an investment advisor representative at Key Investment Services LLC. Richard has been in the securities industry since May 1997. Richard has a wide range of experience and holds several licenses and certifications including Series 7, Series 6, Series 9, Series 10, Series 24, Series 52, Series 53, and Series 63 and 66. Richard is also licensed in several states, including Ohio, Alaska, Colorado, Connecticut, Florida, Idaho, Indiana, Maine, Massachusetts, Michigan, New York, Oregon, Pennsylvania, Utah, Vermont, and Washington. Richard is committed to helping clients achieve their financial goals and specializes in Retirement and Insurance Planning. Richard previously worked for VALIC Financial Advisors, Inc., Charles Schwab & Co., Inc. and Vanguard Marketing Corporation.

Firm Information

Richard Evans is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Evans’s Registration & Firm History

OH

08/26/2020 - Present

KEY Investment Services LLC (BROOKLYN OH)

OH

12/14/2016 - 08/10/2017

VALIC FINANCIAL ADVISORS, INC. (INDEPENDENCE OH)

OH

02/17/2004 - 11/06/2015

CHARLES SCHWAB & CO., INC. (RICHFIELD OH)

PA

09/27/1996 - 08/05/2003

VANGUARD MARKETING CORPORATION (MALVERN PA)

NA

11/09/1992 - 06/29/1993

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

FL

07/10/1992 - 11/18/1992

EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)

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Licenses & Designations

BOTH

Issued 10/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/14/2022

Series 24 - General Securities Principal Examination

BC

Issued 09/19/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/01/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2004

Series 7 - General Securities Representative Examination

BC

Issued 09/26/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Todd Evans.
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