Unclaimed
Richard Todd Evans is an investment advisor representative at Key Investment Services LLC. Richard has been in the securities industry since May 1997. Richard has a wide range of experience and holds several licenses and certifications including Series 7, Series 6, Series 9, Series 10, Series 24, Series 52, Series 53, and Series 63 and 66. Richard is also licensed in several states, including Ohio, Alaska, Colorado, Connecticut, Florida, Idaho, Indiana, Maine, Massachusetts, Michigan, New York, Oregon, Pennsylvania, Utah, Vermont, and Washington. Richard is committed to helping clients achieve their financial goals and specializes in Retirement and Insurance Planning. Richard previously worked for VALIC Financial Advisors, Inc., Charles Schwab & Co., Inc. and Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
08/26/2020 - Present
KEY Investment Services LLC (BROOKLYN OH)
OH
12/14/2016 - 08/10/2017
VALIC FINANCIAL ADVISORS, INC. (INDEPENDENCE OH)
OH
02/17/2004 - 11/06/2015
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
PA
09/27/1996 - 08/05/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
NA
11/09/1992 - 06/29/1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
FL
07/10/1992 - 11/18/1992
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
BOTH
Issued 10/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/01/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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