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Richard Tobie Safran

Seaport Global Securities LLC

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About Richard Tobie Safran

Richard Tobie Safran is a financial advisor with Seaport Global Securities LLC based in Costa Mesa, CA. Richard Safran has been in the financial industry since December 30, 2003. Richard Safran is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Richard Safran has passed the SIE, Series 7, Series 63, Series 86, and Series 87 exams. Richard Safran was previously employed by The Buckingham Research Group Incorporated and Goldman, Sachs & Co..

Firm Information

Richard Safran is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Safran’s Registration & Firm History

CA

04/13/2020 - Present

Seaport Global Securities LLC (Costa Mesa CA)

NY

05/27/2009 - 03/30/2020

THE BUCKINGHAM RESEARCH GROUP INCORPORATED (NEW YORK NY)

NY

12/17/2003 - 06/04/2009

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/08/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Tobie Safran.
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