Unclaimed
Richard Makope is a financial advisor at Thrivent Investment Management Inc., and has been in the industry since 2015. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6 and Series 63 licenses. Richard is registered to provide securities and investment advice in 15 states, including Florida, Georgia, Kentucky, Maryland, Michigan, Minnesota, Mississippi, Nevada, New York, North Carolina, Ohio, Texas, Virginia, Washington and Wisconsin. Richard has prior experience with J.P. Morgan Securities LLC and Pruco Securities, LLC. Richard specializes in providing financial planning and portfolio management services to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
06/22/2018 - Present
Thrivent Investment Management Inc. (Appleton WI)
WI
01/10/2017 - 06/21/2018
J.P. MORGAN SECURITIES LLC (OSHKOSH WI)
WI
07/27/2015 - 01/05/2017
PRUCO SECURITIES, LLC. (WAUWATOSA WI)
BC
Issued 07/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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