Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Schofield is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, in St. George, UT. Richard has been in the financial services industry since 1984. Richard is licensed to provide financial advice and services in 14 states. Richard has Series 7, 63 and 65 registrations and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
07/30/2012 - Present
Wells Fargo Advisors Financial Network, LLC (ST GEORGE UT)
UT
06/01/2009 - 08/23/2012
MORGAN STANLEY SMITH BARNEY (ST. GEORGE UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ST. GEORGE UT)
UT
04/27/2001 - 04/02/2007
MORGAN STANLEY DW INC. (ST. GEORGE UT)
NY
10/20/1994 - 05/23/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/23/1990 - 09/14/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/08/1988 - 05/25/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/21/1984 - 02/02/1988
RAUSCHER PIERCE REFSNES, INC.
IA
Issued 03/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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