Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Oliver is a financial advisor with Raymond James Financial Services Advisors, Inc. Richard has over 30 years of experience in the financial services industry. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and is a Registered Investment Advisor (RIA). Richard specializes in working with individuals, families, and businesses to help them achieve their financial goals. Richard is also a registered representative of Raymond James Financial Services, Inc. and is licensed to sell securities in Alabama, Arkansas, California, Colorado, Florida, Georgia, Louisiana, Mississippi, Missouri, Nevada, New York, North Carolina, Oklahoma, Tennessee, Texas and Washington. Richard offers a range of financial services, including financial planning, investment management, and retirement planning. Richard is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
LA
08/11/2016 - Present
Raymond James Financial Services Advisors, Inc. (LAFAYETTE LA)
FL
08/11/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MD
10/17/1988 - 08/15/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
05/13/1987 - 10/17/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
NA
08/01/1985 - 08/05/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
02/21/1985 - 07/12/1985
FIRST JERSEY SECURITIES, INC.
IA
Issued 05/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/13/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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