Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Zell is a financial professional based in Charlotte, North Carolina. Richard has been active in the financial industry since 2011 and is currently registered with Citizens JMP Securities, LLC. Richard holds the Series 79, Series 79TO, Series 63 and SIE licenses. Richard has previous experience with Citizens Capital Markets, Wells Fargo Securities, LLC, and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
06/02/2022 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
03/10/2020 - 03/04/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
IL
04/05/2011 - 08/02/2011
U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)
BC
Issued 09/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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