Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Woodward is a financial advisor who has been in the industry since April 2002. Richard is currently registered with Oppenheimer & Co. Inc. in Atlanta, GA. Richard has previously worked with several other firms including First Tryon Securities, LLC, Stifel, Nicolaus & Company, Incorporated, BB&T Securities, LLC, Scott & Stringfellow, LLC, Sterne, Agee & Leach, Inc., Jefferson Pilot Securities Corporation, MunicipalTrade.com, Inc., Merchant Capital, L.L.C., and Stephens Inc. Richard has held various licenses and registrations throughout his career, including Series 52, Series 50, and Series 7. Richard is a licensed and registered representative in Georgia and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
10/04/2022 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
NC
06/15/2018 - 08/04/2021
FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)
GA
01/18/2013 - 08/18/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ATLANTA GA)
GA
01/02/2013 - 01/23/2013
BB&T SECURITIES, LLC (ATLANTA GA)
GA
01/24/2006 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ATLANTA GA)
AL
10/22/2003 - 12/05/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
IN
04/30/2002 - 07/05/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
GA
08/07/2000 - 05/09/2001
MUNICIPALTRADE.COM, INC. (ATLANTA GA)
AL
03/24/1998 - 03/17/2000
MERCHANT CAPITAL, L.L.C. (MONTGOMERY AL)
AR
05/22/1996 - 02/11/1998
STEPHENS INC. (LITTLE ROCK AR)
BC
Issued 01/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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