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Richard Thomas Westhelle

Ashton Thomas Private Wealth

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About Richard Thomas Westhelle

Richard Thomas Westhelle is a financial advisor with over 10 years of experience in the industry. Richard is currently registered as an Investment Advisor Representative with Ashton Thomas Private Wealth and Ashton Thomas Advisors LLC. Richard holds Series 7, Series 63, and Series 65 securities licenses, as well as the SIE. Richard is a Certified Financial Planner and specializes in working with high-net-worth individuals, charitable organizations, and pension and profit sharing plans.

Firm Information

Richard Westhelle is currently registered with Ashton Thomas Private Wealth. Ashton Thomas Private Wealth is a Scottsdale, Arizona-based wealth management firm that provides financial planning, pension consulting, portfolio management for individuals, selection of other advisers, and variable product model design and maintenance services. The firm has $2.89 billion in regulatory assets under management and serves a diverse clientele including individuals, families, businesses, charitable organizations, and pension and profit sharing plans.
Ashton Thomas Private Wealth

8605 EAST RAINTREE DRIVE

SCOTTSDALE, AZ 85260

$2.89B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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variable product model design and maintenance

Variable product model design and maintenance

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Westhelle’s Registration & Firm History

NY

08/10/2024 - Present

Ashton Thomas Private Wealth (New York NY)

NJ

07/01/2020 - 07/28/2022

GOLDMAN SACHS & CO. LLC (Paramus NJ)

NJ

07/01/2020 - 07/28/2022

MERCER ALLIED COMPANY, L.P. (PARAMUS NJ)

NJ

11/01/2017 - 06/30/2020

CETERA ADVISOR NETWORKS LLC (PARAMUS NJ)

NJ

05/27/2013 - 11/01/2017

GIRARD SECURITIES, INC. (PARAMUS NJ)

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Licenses & Designations

BC

Issued 12/20/2014

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/14/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Thomas Westhelle.
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