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Richard Thomas Shaw

State Farm Investment Management Corp.

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About Richard Thomas Shaw

Richard Shaw is a financial professional with over 14 years of experience in the financial services industry. Richard is currently a registered representative and investment adviser representative for State Farm Investment Management Corp. Richard has a Series 6, Series 63, Series 65, and Series 6TO licenses. He is a highly experienced and knowledgeable advisor who is committed to helping clients achieve their financial goals. Richard holds a Series 65 license and is registered with the State of Washington as an Investment Adviser Representative. Richard is also a licensed insurance agent with State Farm and is committed to providing clients with a comprehensive approach to their financial planning. He is passionate about helping clients understand their financial needs and develop a customized plan to meet their goals.

Firm Information

Richard Shaw is currently registered with State Farm Investment Management Corp.. State Farm Investment Management Corp. is a terminated corporation formed on December 9, 1966, headquartered in Bloomington, IL. The firm primarily managed investment portfolios for individuals and investment companies. They managed a total of $10,164,536,171 in assets, all of which were discretionary.
State Farm Investment Management Corp.

ONE STATE FARM PLAZA

BLOOMINGTON, IL 61710-0001

$10.16B

Assets Under Management

Not reported

Total Clients

4,868

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Shaw’s Registration & Firm History

WA

03/09/2023 - Present

State Farm Investment Management Corp. (Seattle WA)

WA

02/02/2010 - 06/23/2011

CHASE INVESTMENT SERVICES CORP. (SEATTLE WA)

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Licenses & Designations

IA

Issued 01/30/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/08/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/06/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Thomas Shaw.
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