Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sewell is a financial professional with over 10 years of experience in the industry. Richard is currently registered with Raymond James & Associates, Inc. and has previously worked for STEPHENS and MORGAN KEEGAN & COMPANY, INC. Richard has a strong background in financial planning, portfolio management, and investment advisory services. Richard holds a variety of licenses and certifications, including Series 63, Series 7, Series 86 and Series 87. Richard is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
10/05/2017 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
04/18/2012 - 09/06/2017
STEPHENS (MEMPHIS TN)
TN
09/29/2010 - 04/16/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 01/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/03/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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