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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ragold is a financial advisor with Cetera Investment Advisers LLC. Richard has over 34 years of experience in the financial services industry. Richard is registered with FINRA and has passed the Series 7, 63, 66 and SIE exams. Richard is also registered with the states of Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Virginia. Richard specializes in providing financial advice to high-net-worth individuals, corporations, and pension and profit-sharing plans. Richard is a registered representative of Cetera Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
01/24/2024 - Present
Cetera Investment Advisers LLC (NEW PROVIDENCE NJ)
NJ
04/13/2007 - 01/09/2024
CAPITOL SECURITIES MANAGEMENT, INC. (Basking Ridge NJ)
NJ
01/02/2002 - 04/23/2007
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NY
04/01/1998 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NJ
06/26/1989 - 03/31/1998
GOLDEN HARRIS CAPITAL GROUP, INC. (WEST ORANGE NJ)
BOTH
Issued 1/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/8/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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