Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ragold is a financial advisor with Cetera Investment Advisers LLC. Richard has been in the industry since 1989. Richard has a Series 66, Series 63 and Series 7 license. Richard is also registered in the state of Florida, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas and Virginia. Richard's specializations are in portfolio management for individuals and businesses, financial planning, and pension consulting. Richard is also a registered real estate agent and may refer clients to Realty Executive Group for real estate needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/24/2024 - Present
Cetera Investment Advisers LLC (NEW PROVIDENCE NJ)
NJ
04/13/2007 - 01/09/2024
CAPITOL SECURITIES MANAGEMENT, INC. (Basking Ridge NJ)
NJ
01/02/2002 - 04/23/2007
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NY
04/01/1998 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NJ
06/26/1989 - 03/31/1998
GOLDEN HARRIS CAPITAL GROUP, INC. (WEST ORANGE NJ)
BOTH
Issued 01/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Ragold is the right advisor for you? Invested Better is here to help.
