Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Pellegrino is an investment advisor representative who has been in the industry since 2008. Richard is currently registered with Fidelity Personal and Workplace Advisors, and has previously been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Blinder, Robinson & Co., Inc.. Richard has a series 63 and series 66 licenses, as well as series 7, and series 62 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NM
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (ALBUQUERQUE NM)
NM
02/09/2009 - 05/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBUQUERQUE NM)
NA
06/07/1990 - 10/18/1990
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 02/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1990
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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