Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mullaney is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Cetera Investment Advisers LLC in Connecticut and Texas. Richard has been a financial advisor with Cetera Investment Advisers LLC since June of 2023 and previously worked with VOYA FINANCIAL ADVISORS, INC., The O.N. Equity Sales Company, and Canada Life of America Financial Services, Inc. Richard holds multiple licenses and certifications including Series 7, 6, 63, 24, 26 and SIE. Richard focuses on providing financial planning, portfolio management for businesses and individuals, and pension consulting to a wide range of clients, including high-net-worth individuals, corporations, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (GLASTONBURY CT)
CT
04/16/2007 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (GLASTONBURY CT)
OH
08/02/1994 - 04/05/2007
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
CO
08/21/1989 - 07/08/1994
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 03/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/03/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Mullaney is the right advisor for you? Invested Better is here to help.
