Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas Miller is a financial professional with over 23 years of experience in the financial services industry. Richard is currently registered with Alps Distributors, Inc. in Bernardsville, NJ. Richard has held previous positions at Deer Isle Capital, LLC, NYLIFE Distributors LLC, Prudential Investment Management Services LLC, and The Dreyfus Service Corporation. Richard holds Series 6, 24, and 63 licenses and the SIE. Richard is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/22/2022 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
NY
09/25/2020 - 10/03/2022
DEER ISLE CAPITAL, LLC (EAST HAMPTON NY)
NJ
08/24/2004 - 04/03/2018
NYLIFE DISTRIBUTORS LLC (Jersey City NJ)
NJ
08/14/2001 - 05/21/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NA
05/23/1989 - 07/26/1994
THE DREYFUS SERVICE CORPORATION
BC
Issued 03/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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