Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas Martell is an advisor with LPL Financial LLC. Richard is licensed in 20 states and has over 40 years of experience in the financial industry. He is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and has held the Series 63, 65, 7 and 24 securities licenses. Richard has previously worked with NATIONAL PLANNING CORPORATION, AIG FINANCIAL ADVISORS, INC., SUNAMERICA SECURITIES, INC., ANCHOR NATIONAL FINANCIAL SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., INTEGRATED RESOURCES EQUITY CORPORATION, CAL-CAP SECURITIES, INC., and SECURITY FIRST FINANCIAL, INC. He specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (SAN RAMON CA)
CA
12/01/2005 - 11/29/2017
NATIONAL PLANNING CORPORATION (SAN RAMON CA)
CA
10/31/2005 - 12/06/2005
AIG FINANCIAL ADVISORS, INC. (SAN RAMON CA)
AZ
05/19/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
11/16/1989 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
AZ
11/19/1989 - 12/18/1989
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
06/19/1985 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/01/1983 - 07/12/1985
CAL-CAP SECURITIES, INC.
NA
03/14/1978 - 03/08/1983
SECURITY FIRST FINANCIAL, INC.
IA
Issued 09/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Martell is the right advisor for you? Invested Better is here to help.
