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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Loria is a financial advisor and Managing Member of MPS-Loria Financial Planners, LLC. He has been in the financial industry since 1991 and is registered with the state of Illinois as an Investment Advisor Representative. Richard also has registrations in Texas, and his firm, MPS-Loria Financial Planners, LLC, specializes in providing financial planning and portfolio management services to high-net-worth individuals and individuals other than high-net-worth. Richard previously worked at LORIA FINANCIAL GROUP, LLC, WASHINGTON SQUARE SECURITIES, INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY. He holds several professional designations and has passed numerous industry exams including Series 6, 7, 14, 24, 27, 51, 63, 65, 99TO, and SIE. Richard is a licensed insurance agent and holds a Master's degree in Finance. He is a member of the National Association of Personal Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
08/16/2013 - Present
MPS-Loria Financial Planners,LLC (BURR RIDGE IL)
IL
02/18/2000 - 11/27/2023
LORIA FINANCIAL GROUP, LLC (BURR RIDGE IL)
CT
10/19/1995 - 02/28/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
MA
10/01/1991 - 10/31/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/01/1991 - 10/31/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 06/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/26/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/23/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/03/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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