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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas Leaf is a financial advisor with Equitable Advisors, LLC in Syracuse, NY. Richard has been in the financial services industry since 1989 and has a diverse background, having worked with firms like TD Waterhouse Investor Services, Inc., AXA Advisors, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Richard holds Series 63, Series 53, SIE, and Series 7 licenses and specializes in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/14/2006 - Present
Equitable Advisors, LLC (SYRACUSE NY)
NE
05/11/2004 - 07/27/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
11/02/2001 - 10/14/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
06/06/2001 - 10/30/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
10/28/1989 - 05/23/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/28/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
10/25/1984 - 02/18/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 01/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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