Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas Lauer is a financial advisor in Sioux Falls, SD. Richard Lauer is registered as an Investment Advisor Representative with Lauer Capital Management Ltd. Richard Lauer is a Chartered Financial Analyst (CFA). Richard Lauer has been in the industry since 1991 and holds Series 63, 65, and 7 licenses. Previous employers include Investment Management & Research, Inc, and Piper, Jaffray & Hopwood Incorporated. Lauer Capital Management Ltd specializes in managing portfolios for individuals and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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SD
01/08/2003 - Present
Lauer Capital Management Ltd. (SIOUX FALLS SD)
NA
09/29/1994 - 12/15/1994
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
08/09/1991 - 09/13/1994
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 12/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
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