Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Holden is a financial advisor with over 25 years of experience in the industry. Richard is a Registered Representative and Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. Richard has held prior positions with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Richard is a Certified Financial Planner and holds a Series 7, 63, 24 and 51 licenses. Richard provides portfolio management for individuals and businesses, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
07/27/2009 - Present
Raymond James Financial Services Advisors, Inc. (NEWPORT NEWS VA)
VA
06/01/2009 - 07/22/2009
MORGAN STANLEY SMITH BARNEY (NEWPORT NEWS VA)
VA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT NEWS VA)
MD
06/29/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 07/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/25/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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