Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas Goodwin is a financial advisor who has been in the industry since June 10, 2000. Richard is currently registered with Pacific Select Distributors, LLC and has been with the firm since April 8, 2014. Richard previously worked with Pruco Securities, LLC., Hartford Equity Sales Company Inc., Tower Square Securities, Inc. and Allmerica Investments, Inc. Richard has Series 6, Series 63 and SIE licenses. Richard is licensed in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/08/2014 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
NJ
01/03/2013 - 04/03/2014
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
06/16/2010 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CT
07/02/2004 - 11/22/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
10/25/1995 - 04/11/2003
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
09/23/1992 - 11/22/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 09/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Goodwin is the right advisor for you? Invested Better is here to help.
