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Richard Thomas Ellard

BNY Mellon Securities Corp.

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About Richard Thomas Ellard

Richard Ellard is an active investment advisor representative with BNY Mellon Securities Corp. Richard is also registered as an investment advisor in New York. Richard has been in the financial services industry since 2006 and has worked at a number of firms, including Morgan Stanley, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. before joining BNY Mellon Securities Corp. in August 2024. Richard holds the Series 63, Series 65, Series 7, and Series 79TO securities licenses and is licensed in New Jersey and New York.

Firm Information

Richard Ellard is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Ellard’s Registration & Firm History

NY

08/30/2024 - Present

BNY Mellon Securities Corp. (New York NY)

NJ

06/01/2009 - 08/05/2024

MORGAN STANLEY (MORRISTOWN NJ)

NY

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

03/13/2006 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/08/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Thomas Ellard.
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