Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Thomas Dunnett is a financial advisor who has been in the industry since 2006. Richard is currently registered with Prosperity Capital Advisors and has been with the firm since 2019. Previously, Richard was with Mercap Securities, LLC, Morgan Stanley, Rainmaker Securities, LLC, and Advanced Equities, Inc. Richard holds Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
02/13/2019 - Present
Prosperity Capital Advisors (Schererville IN)
IN
01/03/2019 - 11/02/2020
MERCAP SECURITIES, LLC (SCHERERVILLE IN)
IL
08/15/2013 - 04/13/2018
MORGAN STANLEY (ORLAND PARK IL)
FL
05/03/2013 - 08/30/2013
RAINMAKER SECURITIES, LLC (CORAL GABLES FL)
IL
03/21/2011 - 11/19/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
01/05/2001 - 08/16/2001
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
02/21/1996 - 01/05/2001
MADISON SECURITIES, INC. (CHICAGO IL)
CO
01/30/1996 - 02/06/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 08/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Dunnett is the right advisor for you? Invested Better is here to help.
