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Richard Thomas Allison

City National Rochdale

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About Richard Thomas Allison

Richard Allison is a financial advisor registered with City National Rochdale. Richard is a registered representative with FINRA and holds Series 7, SIE and Series 66 licenses. Richard has been in the industry since October 28, 2016 and has experience with J.P. MORGAN SECURITIES LLC and MML INVESTORS SERVICES, LLC. Richard specializes in providing financial advice to individuals, businesses, investment companies and pooled investment vehicles. Richard holds a designation as a Chartered Financial Analyst.

Firm Information

Richard Allison is currently registered with City National Rochdale. City National Rochdale is an investment advisor with over $50 billion in assets under management. They offer a variety of services, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also provide selection of other advisors and have a wrap fee program. They are registered with the SEC and have offices in New York, NY.
City National Rochdale

400 PARK AVENUE

NEW YORK, NY 10022

$68.18B

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Allison’s Registration & Firm History

NY

07/20/2023 - Present

City National Rochdale (NEW YORK NY)

NJ

02/17/2017 - 12/04/2021

J.P. MORGAN SECURITIES LLC (Jersey City NJ)

VA

08/08/2016 - 12/08/2016

MML INVESTORS SERVICES, LLC (VIENNA VA)

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Licenses & Designations

BOTH

Issued 10/13/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Thomas Allison.
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