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Richard Sturgis Perkins

B. Riley Wealth Management

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About Richard Sturgis Perkins

Richard Sturgis Perkins is a financial advisor with B. Riley Wealth Management. Richard has been in the industry since 1984 and has experience in various roles. Richard has a strong track record of helping clients achieve their financial goals.

Firm Information

Richard Perkins is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Perkins’s Registration & Firm History

MA

07/22/2022 - Present

B. Riley Wealth Management (Boston MA)

MA

03/20/2021 - 07/22/2022

NATIONAL SECURITIES CORPORATION (BOSTON MA)

MA

08/31/2001 - 04/13/2021

WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)

NY

11/11/1988 - 09/10/2001

REYNDERS, GRAY & CO., INCORPORATED (NEW YORK NY)

NA

08/06/1986 - 11/05/1988

DREXEL BURNHAM LAMBERT INCORPORATED

NA

07/26/1984 - 08/11/1986

L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.

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Licenses & Designations

BC

Issued 07/23/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Sturgis Perkins.
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