Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fineberg is an investment advisor representative with LPL Financial LLC, with over 20 years of experience in the industry. Richard has been with LPL Financial since 2022, prior to that he held roles at a number of different firms including Citizens Securities, Inc., M&T Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, Delta Equity Services Corporation, and First Allied Securities, Inc.. Richard is licensed to provide investment advisory services in New York, Florida, and other states. Richard has expertise in providing financial planning, consulting, and other advisory services. Richard specializes in working with individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/03/2022 - Present
LPL Financial LLC (WILLIAMSVILLE NY)
NY
02/20/2013 - 04/29/2022
CITIZENS SECURITIES, INC. (AMHERST NY)
NY
08/17/2005 - 02/04/2013
M&T SECURITIES, INC. (WILLIAMSVILLE NY)
MN
09/25/2002 - 07/08/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/25/2002 - 07/08/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
02/05/2001 - 10/01/2001
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
NY
04/07/2000 - 01/30/2001
SAPERSTON ASSET MANAGEMENT, INC. (HAMBURG NY)
CA
12/04/1998 - 05/03/2000
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
05/16/1996 - 12/07/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
IA
Issued 06/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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