Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stone Delio is an investment advisor with over 30 years of experience in the financial industry. Richard is currently registered as a registered representative and investment advisor representative with Zacks Investment Management, Inc. in Fort Lauderdale, FL. Richard has previously worked at LPL FINANCIAL LLC, FIRST UNION SECURITIES, INC., FIRST UNION BROKERAGE SERVICES, INC., DEAN WITTER REYNOLDS INC., BARNETT INVESTMENTS, INC., PRUDENTIAL-BACHE SECURITIES INC., DUNHILL INVESTMENTS LTD. and E. F. HUTTON & COMPANY INC. Richard holds several securities licenses, including Series 7, 8, 10, 9, 31, 63 and 65. Richard is also a registered investment advisor representative in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
02/28/2012 - Present
Zacks Investment Management, Inc. (Fort Lauderdale FL)
FL
03/08/2001 - 02/13/2012
LPL FINANCIAL LLC (FT. LAUDERDALE FL)
MO
10/01/2000 - 03/15/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
11/14/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
12/06/1993 - 11/21/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
06/29/1990 - 12/16/1993
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NY
06/16/1989 - 05/16/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
05/17/1988 - 06/03/1988
DUNHILL INVESTMENTS LTD.
NA
04/25/1986 - 03/19/1988
E. F. HUTTON & COMPANY INC
IA
Issued 11/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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