Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stockmar Tribolet is a financial advisor with Raymond James Financial Services, Inc., a firm with which Richard has been associated since 1996. Richard has been in the securities industry since 1987. In addition to this current role, Richard is also a financial advisor with Raymond James & Associates, Inc., where Richard began working in 1987. Richard has a broad range of experience and holds licenses including Series 4, Series 7, Series 9, Series 10, Series 24, Series 52, Series 53, Series 6, Series 63, Series 79, Series 99 and SIE. Richard is registered in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/18/1996 - Present
Raymond James Financial Services, Inc. (ST. PETERSBURG FL)
FL
04/02/2012 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (ST. PETERSBURG FL)
NA
08/21/1986 - 11/12/1986
THE STUART-JAMES COMPANY, INC.
NA
11/14/1985 - 05/28/1986
FIRST INVESTORS CORPORATION
BC
Issued 05/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/30/1994
Series 24 - General Securities Principal Examination
BC
Issued 04/08/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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