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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Dahl is a financial advisor registered with Cuso Financial Services, LP, and Sorrento Pacific Financial, LLC. Richard has been in the financial services industry since 1983, and has extensive experience in providing financial planning and investment management services to individual and corporate clients. Richard holds licenses in 22 states and has passed several industry exams, including Series 7, 24, 31, 52, 53, 63, 66, 99, and SIE. Richard's focus is on providing personalized financial advice and tailored investment solutions to clients. Cuso Financial Services, LP is a registered investment advisor with over 16,000 clients and over $4 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2020 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
NY
09/14/2020 - 08/31/2022
CADARET, GRANT & CO., INC. (SYRACUSE NY)
SC
01/11/2005 - 06/01/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
11/20/2000 - 11/15/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
SC
05/24/1988 - 11/10/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
07/14/1983 - 06/01/1988
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
12/21/1982 - 07/07/1983
FSC SECURITIES CORPORATION
BOTH
Issued 03/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/01/1994
Series 4 - Registered Options Principal Examination
BC
Issued 11/28/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/15/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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