Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sheehan is a financial advisor in Fort Mill, SC. Richard has been in the financial services industry since 1998. Richard is currently registered with LPL Enterprise, LLC and LPL Financial LLC. Richard has a wide range of experience in the financial services industry. Richard is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
04/19/2023 - Present
LPL Enterprise, LLC (FORT MILL SC)
MN
07/10/2018 - 02/13/2020
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
06/24/2013 - 07/13/2018
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/04/2008 - 07/13/2018
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
09/30/1998 - 07/25/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/30/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/09/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/12/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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