Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Jeffery is a financial advisor with over 40 years of experience in the financial services industry. Richard has held various positions at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated and IDS Financial Services Inc. Richard Jeffery is currently registered with Cetera Investment Advisers LLC as a Registered Representative and Investment Advisor Representative. Richard holds Series 6, 7, 22, 63 and SIE licenses and has been active in the financial services industry since 1982.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/02/2024 - Present
Cetera Investment Advisers LLC (VENTURA CA)
NY
10/24/1986 - 08/02/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/12/1982 - 08/09/1986
IDS LIFE INSURANCE COMPANY
NA
05/12/1982 - 08/09/1986
IDS MARKETING CORPORATION
NA
05/12/1982 - 08/08/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 11/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 6/14/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 5/11/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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