Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Steven Foster is a financial professional with over 25 years of experience in the financial services industry. Richard Steven Foster is currently a registered representative with Folger Nolan Fleming Douglas Inc. Richard Steven Foster is also a Registered Options Principal, a Compliance Officer, and a General Securities Principal. Richard Steven Foster has previously held positions with Deutsche Bank Securities Inc. and DB Alex. Brown LLC. Richard Steven Foster holds FINRA Series 4, 7, 9, 10, 14, 24, 27, 28, 66, SIE and 99TO licenses. Richard Steven Foster has been with Folger Nolan Fleming Douglas Inc. since July of 2003 and has been in the industry since June of 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap fee management programs of other registered investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DC
07/29/2003 - Present
Folger Nolan Fleming Douglas Inc. (WASHINGTON DC)
NY
01/13/2001 - 01/07/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
12/10/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 10/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2010
Series 4 - Registered Options Principal Examination
BC
Issued 11/14/2003
Series 14 - Compliance Officer Examination
BC
Issued 10/06/2003
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/19/2003
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 08/13/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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