Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sterling Price is a financial advisor associated with MML Investors Services, LLC, with over 14 years of experience in the financial services industry. Richard has a series of licenses including Series 6, Series 7, Series 24, Series 63, and Series 66 and is registered in multiple states. Richard is dedicated to providing financial planning services, portfolio management for individuals and businesses, and pension consulting. In addition, Richard is also a licensed insurance agent and offers asset allocation programs, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
04/19/2023 - Present
MML Investors Services, LLC (PLANTATION FL)
FL
04/19/2010 - 08/06/2019
NYLIFE SECURITIES LLC (PLANTATION FL)
BOTH
Issued 02/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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