Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wiedl is a financial advisor with over 20 years of experience in the industry. Richard holds a Series 6, 7, 24, 27, 52, 53, 63, 65, and 99TO licenses and is a Certified Financial Planner. Richard is currently registered with Legacy Advisory Services, LLC, a registered investment advisor located in Exton, PA. Richard's previous employers include Ridgeway & Conger, Inc., Securities America, Inc., EPlanning Securities, Inc., and Heritage Financial Systems, Inc. Richard provides financial planning and investment services to individual clients. Richard is a registered investment advisor and a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
06/24/2008 - Present
Legacy Advisory Services, LLC (EXTON PA)
PA
02/23/2009 - 03/11/2016
RIDGEWAY & CONGER, INC. (EXTON PA)
NE
12/26/2008 - 02/13/2009
SECURITIES AMERICA, INC. (LAVISTA NE)
PA
02/01/2008 - 01/23/2009
EPLANNING SECURITIES, INC. (EXTON PA)
PA
03/16/2005 - 01/17/2008
HERITAGE FINANCIAL SYSTEMS, INC. (MALVERN PA)
CA
04/05/2002 - 03/04/2005
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
PA
05/11/1998 - 10/03/2001
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
CA
10/21/1997 - 09/08/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
Issued 02/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/09/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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