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Richard Stephen Luongo

Wolverine Trading, LLC

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About Richard Stephen Luongo

Richard Luongo is a securities professional with over 11 years of experience in the financial services industry. Richard is currently employed at Wolverine Trading, LLC as a Proprietary Trader. Richard has successfully completed Series 56, Series 57TO and SIE exams.

Firm Information

Richard Luongo is currently registered with Wolverine Trading, LLC. Wolverine Trading, LLC is a Limited Liability Company formed on September 14, 2002. The firm has been approved for one SEC registration and is currently active.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Luongo’s Registration & Firm History

IL

08/17/2011 - Present

Wolverine Trading, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Stephen Luongo.
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