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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stanley Smith is an investment advisor representative with Blackrock Investment Management, LLC. Richard is a registered investment advisor with the state of New Jersey and New York. Richard has been in the industry since 2015. Richard has passed the Series 3, 7, and 66 exams and is registered with the Financial Industry Regulatory Authority (FINRA). Richard is a licensed investment advisor in 53 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. Richard is also a registered investment advisor in the state of New Jersey and New York. Richard specializes in Portfolio Management for Individuals, Businesses, Investment Companies and Pooled Investment Vehicles. Richard's firm, Blackrock Investment Management, LLC, has offices in Princeton, New Jersey and New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
08/06/2021 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
BOTH
Issued 05/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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