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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stanislaus Routie is a financial advisor registered with Cetera Investment Advisers LLC, a registered investment advisor. Richard Routie has been in the securities industry for over 16 years. Richard Routie is currently registered with Cetera Investment Advisers LLC in Orlando, Florida and has passed the Series 6, 7, 26, 63 and 66 exams. In addition to his current role at Cetera Investment Advisers LLC, Richard Routie has previously worked at Ameriprise Financial Services, LLC, Chase Investment Services Corp., and Edward Jones. Richard Routie has previously been registered with Edward Jones, PFS Investments Inc., and Chase Investment Services Corp. Richard Routie specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/30/2023 - Present
Cetera Investment Advisers LLC (ORLANDO FL)
FL
05/20/2011 - 07/25/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Orlando FL)
FL
09/09/2010 - 05/23/2011
CHASE INVESTMENT SERVICES CORP. (ORLANDO FL)
FL
09/05/2008 - 08/24/2010
EDWARD JONES (ORLANDO FL)
GA
06/25/2001 - 12/31/2002
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 09/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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