Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Stan Johnson is a financial advisor who is registered to conduct business in 51 states and the District of Columbia. Richard has been in the financial industry since June 22, 2016. Richard is currently employed with Fidelity Brokerage Services LLC. Prior to joining Fidelity Brokerage Services LLC, Richard was employed with Cambridge Investment Research, Inc. and PFS Investments Inc. Richard holds the Series 6, Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
11/07/2019 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
NM
05/01/2018 - 11/08/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Albuquerque NM)
NM
06/26/2015 - 05/02/2018
PFS INVESTMENTS INC. (ALBUQUERQUE NM)
BC
Issued 06/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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