Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Spinner is an investment advisor representative at Cary Street Partners, a firm based in Richmond, Virginia. Richard has been in the financial industry for over 30 years and has a deep understanding of the investment markets. Richard is a Certified Financial Planner and a Chartered Financial Consultant. Richard's experience and qualifications allow him to provide a wide range of financial services to individuals, families, and businesses. Richard is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Revenue sharing with certain third parties
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2
NJ
12/04/2024 - Present
Cary Street Partners (Morristown NJ)
NJ
03/20/2008 - 03/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NY
07/06/2005 - 02/14/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
WA
04/08/2005 - 06/21/2005
WAMU CAPITAL CORP. (SEATTLE WA)
NY
09/30/2002 - 03/15/2005
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
01/31/2002 - 09/24/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/22/2001 - 01/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
MA
05/23/2001 - 08/23/2001
VISIBLE MARKETS, INC. (BOSTON MA)
NY
11/15/2000 - 06/13/2001
A.K. CAPITAL, LLC (NEW YORK NY)
NY
11/06/1997 - 06/27/2000
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/20/1995 - 11/11/1997
SALOMON BROTHERS INC. (NEW YORK NY)
NY
07/05/1994 - 07/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/01/1988 - 07/11/1994
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/22/1986 - 12/09/1987
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 03/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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