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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Peterson is a financial advisor at Mutual Advisors, LLC in San Luis Obispo, California. Richard has been in the industry for over 20 years, working with individuals, businesses, and pension plans. Richard is licensed to provide investment advice in California and is registered as an Investment Advisor Representative. Richard specializes in providing financial planning and portfolio management services to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/16/2023 - Present
Mutual Advisors, LLC (San Luis Obispo CA)
OR
03/25/2010 - 08/20/2021
MUTUAL SECURITIES, INC. (BEND OR)
OR
07/03/2007 - 03/30/2010
GUNNALLEN FINANCIAL, INC (BEND OR)
OR
01/21/2003 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (BEND OR)
MT
07/06/1999 - 01/22/2003
D.A. DAVIDSON & CO. (GREAT FALLS MT)
NY
10/27/1997 - 07/12/1999
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 11/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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