Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Speidel Vest is a financial advisor who has been in the industry since 1984. He is currently registered with Osaic Wealth, Inc. and has previously worked with NFP Securities, Inc., Lombard Securities Incorporated, MML Investors Services, Inc., and G. R. Phelps & Co., Inc. Richard has a diverse range of experience, including working with individuals, businesses, and non-profit organizations. He holds various licenses and certifications, including the Series 6, Series 22, and Series 63 licenses, as well as the SIE exam. He is also a Chartered Financial Consultant. His expertise includes financial planning, investment management, and employee benefit consulting. Richard is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
02/16/2006 - Present
Osaic Wealth, Inc. (CHESTERFIELD MO)
TX
01/06/2000 - 12/31/2005
NFP SECURITIES, INC. (AUSTIN TX)
MD
04/01/1997 - 12/31/1999
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
MA
03/01/1996 - 12/31/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/08/1983 - 03/01/1996
G. R. PHELPS & CO., INC.
BC
Issued 11/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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