Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Soung-ryul Choi is a financial professional licensed in California and has been working in the financial industry since 2018. Richard Choi is currently registered with Santander US Capital Markets LLC and has previously worked at Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. Richard Choi is a Series 7TO, Series 63, and Series 79 licensed professional and has experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/30/2023 - Present
Santander US Capital Markets LLC (Los Angeles CA)
CA
12/03/2020 - 10/06/2023
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
08/31/2016 - 04/04/2019
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
BC
Issued 08/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Choi is the right advisor for you? Invested Better is here to help.
